Compliance Director Sessions

Our compliance Directors Session, Good Business and Good Compliance go Hand in Hand, cover the current regulatory focus on GI pricing and the potential read across for Protection along with looking at strategies to help your members protect their business further from a risk and fraud perspective.

•Introduction to the session and setting the scene
•Overview of the FCA Consultation paper CP20/19: General insurance pricing practices market study
•Focusing on the risk of fraud - Helping your members to protect their businesses
•Q&A
•Thoughts and close

Designed to assist you in verifying your own procedures and clarify understanding based on our collective interpretation of FCA requirements.

The session, Are we looking after vulnerable customers, including Consumer Duty and Pricing practices, will cover some very topical subjects.
A short, sharp session designed to assist you in verifying your own procedures and clarify understanding based on our collective interpretation of FCA requirements.

Legal & General's Compliance Director's sessions

This session takes the opportunity to cover the following agenda points:
• Introduction to the session and setting the scene
• UK Data Protection Law Reform
• Regulatory update including PS21/5 “General insurance pricing practices market study"
• Distribution Quality Management Risks & opportunities from the Distribution Quality Management team
• Questions
• Thoughts and close

This is designed to assist you in verifying your own procedures, to provide an opportunity to ask questions and clarify understanding based on our collective interpretation of FCA requirements.

We hope you'll enjoy this session around what are currently hot topics within our industry.

Please join us on Friday 17 June 2022 for another short, sharp virtual event. 

This session takes the opportunity to cover the following agenda points:
•    Introduction to the session and setting the scene
•    Consumer Duty and Vulnerable Customers update
•    Importance of strong access management controls in the context of data protection
•    Financial Crime “headwinds” 
•    Strategic Partner viewpoint, Carl Wallis from Sesame Bankhall Group: Improving the Appointed Representatives Regime - Consultation Paper CP21/34

These sessions are designed to assist you in verifying your own procedures, to provide an opportunity to ask questions and clarify understanding based on our collective interpretation of FCA requirements. 

Once again we hope you'll enjoy this session around what are currently hot topics within our industry.